Niccolò Machiavelli

Niccolò Machiavelli

Portrait of Niccolò Machiavelli by Santi di Tito
Full name Niccolò Machiavelli
Born 3 May 1469(1469-05-03)
Florence, Italy
Died 21 June 1527(1527-06-21) (aged 58)
Florence, Italy
Era Renaissance philosophy
Region Western Philosophers
School Renaissance philosophy, realism, classical republicanism
Main interests Politics, military theory, history
Signature

Niccolò di Bernardo dei Machiavelli (3 May 1469 – 21 June 1527) was an Italian philosopher/writer, and is considered one of the main founders of modern political science.[1] He was a diplomat, political philosopher, musician, and a playwright, but foremost, he was a civil servant of the Florentine Republic. In June of 1498, after the ouster and execution of Girolamo Savonarola, the Great Council elected Machiavelli as Secretary to the Second Chancery of the Republic of Florence.[2]

Like Leonardo da Vinci, Machiavelli was a Polymath. He is most famous for a short political treatise, The Prince, written in 1513, but not published until 1532, five years after Machiavelli's death. Although he privately circulated The Prince among friends, the only work he published in his lifetime was The Art of War, about high-military science. Since the sixteenth century, generations of politicians remain attracted and repelled by the cynical approach to power posited in The Prince and his other works.[3] Whatever his personal intentions, which are still debated today, his surname yielded the modern political word Machiavellian—the use of cunning and deceitful tactics in politics.

Contents

Life

Machiavelli was born in Florence, Italy, the third son of attorney Bernardo di Niccolò Machiavelli, and his wife, Bartolomea di Stefano Nelli. The Machiavelli family are believed descended from the old marquesses of Tuscany, and to have produced thirteen Florentine Gonfalonieres of Justice.[4], one of the offices of a group of nine citizens selected by drawing lots every two months, who formed the government, or Signoria.

Statue at the Uffizi

Machiavelli was born in a tumultuous era—Popes waged war, and the wealthy Italian city-states might anytime fall, piecemeal, to foreign powers—France, Spain, the Holy Roman Empire—and political-military alliances continually changed, featuring condottieri who changed sides without warning, and weeks-long governments rising and falling[5]

Rigorously trained to manhood by his father, Machiavelli was taught grammar, rhetoric and Latin. He did not learn Greek, even though Florence was at the time one of the centres of Greek scholarship in Europe. In 1494, he entered Florentine government service as a clerk and as an ambassador; later that year, Florence restored the republic—expelling the Medici family, who had ruled Florence for some sixty years. He was in a diplomatic council responsible for negotiation and military affairs, undertaking, between 1499 and 1512, diplomatic missions to the courts of Louis XII in France, Ferdinand II of Aragón, in Spain, and the Papacy in Rome, in Italy proper. Moreover, from 1502 to 1503, he witnessed the effective state-building methods of soldier-churchman Cesare Borgia (1475–1507), who was then enlarging his central Italian territories.

Between 1503 and 1506, Machiavelli was responsible for the Florentine militia, including the City’s defense. He distrusted mercenaries (cf. Discourses, The Prince), preferring a politically invested citizen-militia, a philosophy that bore fruit—his command of Florentine citizen-soldiers defeated Pisa in 1509; yet, in August of 1512, the Medici, helped by Pope Julius II, used Spanish troops to defeat the Florentines at Prato; Piero Soderini resigned as Florentine head of state, and left in exile; then, the Florentine city-state and the Republic were dissolved. For his significant role in the republic's anti-Medici government, Niccolò Machiavelli was deposed from office, and, in 1513, was accused of conspiracy, and arrested. Despite torture "with the rope" (the prisoner is hanged from his bound wrists, from the back, forcing the arms to bear the body's weight, thus dislocating the shoulders), he denied involvement and was released; then, retiring to his estate, at Sant'Andrea in Percussina, near Florence, he wrote the political treatises that earned his intellectual place in the development of political philosophy and political conduct.[6]

Machiavelli's cenotaph in the Santa Croce Church in Florence

In a letter to Francesco Vettori, he described his exile:

When evening comes, I return home [from work and from the local tavern] and go to my study. On the threshold, I strip naked, taking off my muddy, sweaty work day clothes, and put on the robes of court and palace, and, in this graver dress, I enter the courts of the ancients, and am welcomed by them, and there I taste the food that alone is mine, and for which I was born. And there I make bold to speak to them and ask the motives of their actions, and they, in their humanity, reply to me. And for the space of four hours I forget the world, remember no vexation, fear poverty no more, tremble no more at death; I pass indeed into their world.[7]

As a writer, Machiavelli identified the unifying theme in The Prince and the Discorsi:

All cities that ever, at any time, have been ruled by an absolute prince, by aristocrats, or by the people, have had for their protection force combined with prudence, because the latter is not enough alone, and the first either does not produce things, or when they are produced, does not maintain them. Force and prudence, then, are the might of all the governments that ever have been or will be in the world.[8]

Machiavelli died in 1527 at the age of 58. He was buried at the Church of Santa Croce in Florence, Italy. An epitaph honouring him is inscribed in a small monument. The Latin legend reads: TANTO NOMINI NULLUM PAR ELOGIUM (No eulogy would be adequate to praise so great a name).

Works

The Prince

Bust of Machiavelli in the Palazzo Vecchio

Realism

The Prince's contribution to the history of political thought is the fundamental break between political Realism and political Idealism. Niccolò Machiavelli’s best-known book exposits and describes the arts with which a ruling prince can maintain control of his realm. It concentrates on the "new prince", under the presumption that a hereditary prince has an easier task in ruling, since the people are accustomed to him. To retain power, the hereditary prince must carefully maintain the socio-political institutions to which the people are accustomed; whereas a new prince has the more difficult task in ruling, since he must first stabilize his new-found power in order to build an enduring political structure. That requires the prince being a public figure above reproach, whilst privately acting amorally to achieve State goals. The examples are those princes who most successfully obtain and maintain power, drawn from his observations as a Florentine diplomat, and his ancient history readings; thus, the Latin phrases and Classic examples.

The Prince does not dismiss morality, instead, it politically defines “Morality”—as in the criteria for acceptable cruel action—it must be decisive: swift, effective, and short-lived. Machiavelli is aware of the irony of good results coming from evil actions; notwithstanding some mitigating themes, the Catholic Church proscribed The Prince, registering it to the Index Librorum Prohibitorum, moreover, the Humanists also viewed the book negatively, among them, Erasmus of Rotterdam. As a treatise, its primary intellectual contribution to the history of political thought is the fundamental break between political Realism and political Idealism—thus, The Prince is a manual to acquiring and keeping political power. In contrast with Plato and Aristotle, a Classical ideal society is not the aim of the prince’s will to power. As a political scientist, Machiavelli emphasises necessary, methodical exercise of brute force punishment-and-reward (patronage, clientelism, et cetera) to preserve the status quo.

Satire?

As there seems to be a very large difference between Machiavelli's advice to ruthless and tyrannical princes in The Prince and his more republican exhortations in Discorsi, many have concluded that The Prince is actually only a satire. Jean-Jacques Rousseau, for instance, admired Machiavelli the republican and consequently argued that The Prince is a book for the republicans as it exposes the methods used by princes. If the book were only intended as a manual for tyrannical rulers, it contains a paradox: it would apparently be more effective if the secrets it contains would not be made publicly available. Likewise, Antonio Gramsci argued that Machiavelli's audience for this work is the common people because the rulers already knew these methods through their education. This interpretation is supported by the fact that Machiavelli wrote in Italian, not in Latin (which would have been the language of the ruling elite). Although Machiavelli is supposed to be a realist, many of his heroes in The Prince are in fact mythical or semi-mythical, and his goal (i.e. the unification of Italy) was essentially utopian at the time of writing.

"Machiavellian"

Sixteenth-century contemporaries adopted and used the adjective Machiavellian (in the sense of devious cunning), often in the introductions of political tracts offering more than government by “Reasons of State”, most notably those of Jean Bodin and Giovanni Botero. Contemporary, pejorative usage of Machiavellian (or anti-Machiavellism in the 16th C.) is a misnomer describing someone who deceives and manipulates others for gain; (personal or not, the gain is immaterial, only action matters, insofar as it affects results). The Prince does not have the moderating themes of his other works; politically, “Machiavelli” denotes someone of politically extreme perspective;[9] however Machiavellianism remains a popular speech and journalism usage; while in psychology, it denotes a personality type.

Discorsi

Sebastiano del Piombo,1516,"Cardinal Bandinello Sauli, His Secretary, and Two Geographers." Which is often mistaken for Machiavelli (center right) depicted: (left-right) Cesare Borgia, Pedro Luis de Borja Lanzol de Romaní, and Don Micheletto Corella

The Discourse on the First Ten Books of Titus Livy comprises the early history of Rome. It is a series of lessons on how a republic should be started and structured, including the concept of checks and balances, the strength of a tri-partite political structure, and the superiority of a republic over a principality.

From The Discourses:

Other works

Peter Withorne’s 1573 translation of the Art of War

Besides being a statesman and political scientist, Machiavelli also translated classical works, and was a dramaturge (Clizia, Mandragola), a poet (Sonetti, Canzoni, Ottave, Canti carnascialeschi), and a novelist (Belfagor arcidiavolo).

Some of his other work:

Revival of interest in the 19th and 20th centuries

Despite remaining a politically influential writer in the 17th and 18th centuries, it was the 19th and 20th centuries that rediscovered his political science for its intellectual and practical applications. The most reliable guide to this renewed interest is the Introduction to the 1953 (Mentor Books) edition of Il Principe, wherein Christian Gauss, the Dean of Princeton University, discusses, with pertinent historical context, the commentaries on The Prince made by the German historians Ranke (19th c.) and Meineke (20th c.), the Briton Lord Acton, and others. Citing the consensus that Machiavelli was the first political theorist with a practical, scientific approach to statecraft, considering him “the first Modern Man”. The commentators view the political scientist Machiavelli positively—because he viewed the world realistically, thus, such statecraft leads to (generally) constructive results.

In the 20th century there was also renewed interest in Machiavelli's La Mandragola (1518), which received numerous stagings, including several in New York, at the New York Shakespeare Festival in 1976 and the Riverside Shakespeare Company in 1979, and at London's National Theatre in 1984.[11]

Contributions to political philosophy

Machiavelli was in many respects not an innovator. His largest political work seeks to bring back a rebirth of the Ancient Roman Republic; its values, virtues and principles the ultimate guiding authority of his political vision. Machiavelli is essentially a restorer of something old and forgotten. The republicanism he focused on, especially the theme of civic virtue, became one of the dominant political themes of the modern world, and was a central part of the foundation of American political values.

Machiavelli studied the way people lived and aimed to inform leaders how they should rule and even how they themselves should live. To an extent he admits that the old tradition was true - men are obliged to live virtuously as according to Aristotles Virtue Ethics principle. However, he denies that living virtuously necessarily leads to happiness. Machiavelli viewed misery as one of the vices that enables a prince to rule [12] Machiavelli states boldly in The Prince, The answer is, of course, that it would be best to be both loved and feared. But since the two rarely come together, anyone compelled to choose will find greater security in being feared than in being loved. [13] In much of Machiavelli's work, it seems that the ruler must adopt unsavory policies for the sake of the continuance of his regime.

Hans Baron was the most influential scholar to study Machiavelli. Najemy (1996) examines Baron's ambivalent portrayal, arguing that Baron tended to see Machiavelli simultaneously as the cynical debunker and the faithful heir of civic humanism. By the mid-1950s, Baron had come to consider civic humanism and Florentine republicanism as early chapters of a much longer history of European political liberty, a story in which Machiavelli and his generation played a crucial role. This conclusion led Baron to modify his earlier negative view of Machiavelli. He tried to bring the Florentine theorist under the umbrella of civic humanism by underscoring the radical differences between The Prince and the Discourses and thus revealing the fundamentally republican character of the Discourses. However, Baron's inability to come to terms with Machiavelli's harsh criticism of early 15th-century commentators such as Leonardo Bruni ultimately prevented him from fully reconciling Machiavelli with civic humanism.

Pocock (1981) traces the Machiavellian belief in and emphasis upon Greco-Roman ideals of unspecialized civic virtue and liberty from 15th-century Florence through 17th-century England and Scotland to 18th-century America. Thinkers who shared these ideals tended to believe that the function of property was to maintain an individual's independence as a precondition of his virtue. Consequently, in the last two times and places mentioned above, they were disposed to attack the new commercial and financial regime that was beginning to develop. However, Paul Rahe (1992) takes issue with Pocock on the origins and argues Machiavelli's republicanism was not rooted in antiquity but was is entirely novel and modern. Scholars have argued that James Madison followed Machiavelli's republicanism when he (and Jefferson) set up the Democratic-Republican Party in the 1790s to oppose what they saw as the emerging aristocracy that they feared Alexander Hamilton was creating with the Federalist Party.[14] Conservative historians likewise conclude that Thomas Jefferson's republicanism was "deeply in debt" to Machiavelli, whom he praised.[15]

The 20th century Italian Communist, Antonio Gramsci drew great inspiration from Machiavelli's writings on ethics, morals, and how they relate to the State and revolution in his writings on Passive Revolution, and how a society can be manipulated by controlling popular notions of morality.[16]

Realist or evil?

For four centuries scholars have debated whether Machiavelli was the theorist of evil or just being realistic. The Prince made the word "Machiavellian" a byword for deceit, despotism, and political manipulation. Some historians argue Machiavelli had a secret (or very subtle) message that explains away the ugly implications of the plain text, saying that Machiavelli really favored virtue after all and was just trying to trick princes into policies that would lead to their overthrow, not their triumph.[17]

Leo Strauss, the American political philosopher, declared himself more inclined toward the traditional view that Machiavelli was a "teacher of evil," since he counsels the princes to avoid the values of justice, mercy, temperance, wisdom, and love of their people in preference to the use of cruelty, violence, fear, and deception.[18] Italian anti-fascist philosopher Benedetto Croce (1925) concludes Machiavelli is simply a "realist" or "pragmatist" who accurately states that moral values in reality do not greatly affect the decisions that political leaders make.[19] German philosopher Ernst Cassirer (1946) held that Machiavelli simply adopts the stance of a political scientist—a Galileo of politics—in distinguishing between the "facts" of political life and the "values" of moral judgment.[20]

Thoughts on the State

Machiavelli was not a political philosopher in the ordinary sense. He did not try either to define the State or to justify its existence. His views about the State are implied as matter of course when he describes how a ruler may retain or acquire control, how he is liable to lose it, which qualities are necessary for a republic to remain strong, or how precarious a Republic’s liberty can be at times. Medieval thinkers had taken the political authority of any prince or king in the community of Christendom to be necessarily limited – by the Emperor (In the case of the Holy Roman Empire), by the power of the Roman Catholic Church in spiritual matters and by the power of natural law (Universal moral principles) that determine the boundaries of justice. Machiavelli did not challenge this long held traditional position. He ignored it, writing as a matter of fact that the state had absolute authority. He thought that the value of religion lies in its contribution to social order and the rules of morality must be dispensed with if security required it.

Machiavelli further differed from medieval thinkers in taking for granted that the power of the state is a single whole and can be centrally controlled, irrespective of whether the state is a monarchy or a republic. He preferred a republic because he preferred liberty. However, he believed that in order for the liberty of republicanism to function, it needed a citizenry who were independent and courageous (Virtuous). Machiavelli believed these qualities were rare and existed hardly anywhere in the Europe of his day since the Romans.

Impact on the United States

The Founding Fathers of the United States read Machiavelli closely. In his Defence of the Constitutions of Government of the United States, John Adams praised Machiavelli, with Algernon Sidney and Montesquieu, as a philosophic defender of mixed government. For Adams, Machiavelli restored empirical reason to politics, while his analysis of factions was commendable. Adams likewise agreed with the Florentine that human nature was immutable and driven by passions. He also accepted Machiavelli's belief that all societies were subject to cyclical periods of growth and decay. For Adams, Machiavelli lacked only a clear understanding of the institutions necessary for good government.[21]

See also

Notes

  1. Moschovitis Group Inc, Christian D. Von Dehsen and Scott L. Harris, Philosophers and religious leaders, (The Oryx Press, 1999), 117.
  2. White, Michael (2007). Machiavelli, A Man Misunderstood. Abacus.. ISBN 978-0-349-11599-3. 
  3. S. Anglo, Machiavelli: the first century (Oxford, 2005)
  4.  "Niccolò Machiavelli". Catholic Encyclopedia. New York: Robert Appleton Company. 1913. 
  5. Maurizio Viroli, Niccolò's Smile: A Biography of Machiavelli (2000), ch 1
  6. Donna, Daniel, in the introduction to the Bantam Classic edition of The Prince (1966)
  7. The Literary Works of Machiavelli, trans. J.R. Hale. (Oxford: 1961), p. 139 D.
  8. "Words to be Spoken on the Law for Appropriating Money", in Chief Works and Others [of Machiavelli], trans. Allan H. Gilbert, 3 vols. (Durham, NC: Duke Univ. Press, 1965), v. III, 1439.
  9. In one scholar's assessment, mistakenly so. Writes Anthony Parel: "The authentic Machiavelli is one who subordinates personal interests for the common good . . . If one is to speak of a Machiavellian personality one should mention Moses and Romulus (to use [M's] own examples)." For more on the three sources of historical anti-Machiavellism, see Further Reading, Parel, pp. 14-24, and (in far greater detail): Sydney Anglo, Machiavelli - the First Century: Studies in Enthusiasm, Hostility, and Irrelevance, Oxford University Press, 2005, ISBN 0199267766, 9780199267767.
  10. The Modern Library, New York, 1950, translated by Christian E. Detmold.
  11. Review by Jann Racquoi, Heights/Inwood Press of North Manhattan, March 14, 1979.
  12. Leo Strauss, Joseph Cropsey, History of Political Philosophy (1987) p. 300
  13. Niccolò Machiavelli, The Prince, p. 60
  14. Gary Rosen in Rahe, ed. Machiavelli's Liberal Republican Legacy (2005) p. 231 online
  15. Rahe, Jefferson's Machiavellian Political Science in Rahe, ed. Machiavelli's Liberal Republican Legacy (2005) p. 209 online
  16. Marcia Landy, "Culture ansd Politics in the work of Antonio Gramsci," 167–88, in Antonio Gramsci: Intellectuals, Culture, and the Party, ed. James Martin (New York: Routledge, 2002).
  17. John Langton and Mary G. Deitz, "Machiavelli's Paradox: Trapping or Teaching the Prince" The American Political Science Review, Vol. 81, No. 4 (Dec., 1987), pp. 1277-1288 at JSTOR
  18. Leo Strauss, Thoughts on Machiavelli (1957), p 9 online
  19. Benedetto Croce, My Philosophy (1949), p. 142 online
  20. Ernst Cassirer, The Myth of the State, (1946) p.136, online
  21. C. Bradley Thompson, "John Adams's Machiavellian Moment," Review of Politics 1995 57(3): 389-417, in EBSCO

References

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